Fund Compliance Analyst US Policy & Risk

Vanguard4 months ago
Charlotte, NC, United States
Hybrid
Full-time
Junior Level (1-3 years)

Job Description

Job Description

A leading investment management company is seeking a Fund Compliance Analyst to oversee compliance inspections and provide guidance on regulatory matters. This role requires a minimum of five years of relevant experience and involves preparing reports, testing compliance policies, and researching potential compliance issues. The position is full-time and located in Charlotte, NC, offering a hybrid work model to enhance flexibility and collaboration.

Skills

  • Investment Analysis
  • Investment Management
  • Maintain Compliance
  • People Management
  • Regulations
  • Reporting Skills
  • Risk

About the Company

Vanguard

Required Skills

Reporting Skills
People Management
Investment Analysis
Regulations
Maintain Compliance
Risk
Investment Management