Certified Financial Advisor

Position Overview

Join Vanguard as a Certified Financial Advisor in Charlotte, NC. Are you a Certified Financial Planner (CFP®) looking for a rewarding career with a leading financial institution? At Vanguard, you’ll be considered for both the Certified Financial Advisor and Senior Certified Financial Advisor opportunities, where you can enjoy competitive compensation, excellent benefits, and a supportive, inclusive environment.

Key Responsibilities

• Establish, grow, and maintain long-term relationships with clients.
• Partner with investors to help them plan their financial goals.
• Provide disciplined investing approaches, tax management strategies, and additional financial planning support.
• Develop personalized investment strategies and deliver financial planning guidance for the moments that matter.

Benefits & Perks

• Work-Life Harmony: Enjoy a balanced blend of professional and personal life while making a meaningful impact on your clients’ financial well-being.
• Professional Growth: Benefit from a workplace that prioritizes your career development.
• Inclusive Environment: Thrive in a supportive culture where everyone is given the chance to succeed.
• Competitive Compensation: Receive a competitive salary along with a comprehensive benefits package.
• Performance Bonus – Opportunities to earn bonus rewards based on your dedication.
• Partnership Plan – An annual cash award tied to company performance and client outcomes.
• Merit-Based Salary Increases – Your achievements are recognized with salary enhancements.

Required Qualifications

• Certified Financial Planner® designation required.
• Series 7, 63 or 66 (or ability to acquire within 3 months of assuming the position).
• Five years of advisory experience in advice planning, book of business management, and relationship management.
• Proven experience managing a book of business with a track record of client satisfaction and loyalty.
• Experience applying trust and estate planning knowledge to help preserve client wealth.
• In-depth knowledge of financial planning, investment strategies, and industry regulations.
• A positive, resilient change agent who fosters collaboration as both a peer and business partner.

Additional Information

• Vanguard is not offering visa sponsorship for this position.
• Relocation assistance is available to those who qualify.
• Hybrid Working Model: In-office on Tuesday, Wednesday, and Thursday; remote on Monday and Friday.